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更新されたSeries6試験参考書を得ることができ、取得方法?
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すべての試験参考書は常に更新されますが、固定日付には更新されません。弊社の専門チームは、試験のアップデートに十分の注意を払い、彼らは常にそれに応じてSeries6試験内容をアップグレードします。
Tech4Examはどんな試験参考書を提供していますか?
テストエンジン:Series6試験試験エンジンは、あなた自身のデバイスにダウンロードして運行できます。インタラクティブでシミュレートされた環境でテストを行います。
PDF(テストエンジンのコピー):内容はテストエンジンと同じで、印刷をサポートしています。
あなたのテストエンジンはどのように実行しますか?
あなたのPCにダウンロードしてインストールすると、FINRA Series6テスト問題を練習し、'練習試験'と '仮想試験'2つの異なるオプションを使用してあなたの質問と回答を確認することができます。
仮想試験 - 時間制限付きに試験問題で自分自身をテストします。
練習試験 - 試験問題を1つ1つレビューし、正解をビューします。
Series6テストエンジンはどのシステムに適用しますか?
オンラインテストエンジンは、WEBブラウザをベースとしたソフトウェアなので、Windows / Mac / Android / iOSなどをサポートできます。どんな電設備でも使用でき、自己ペースで練習できます。オンラインテストエンジンはオフラインの練習をサポートしていますが、前提条件は初めてインターネットで実行することです。
ソフトテストエンジンは、Java環境で運行するWindowsシステムに適用して、複数のコンピュータにインストールすることができます。
PDF版は、Adobe ReaderやFoxit Reader、Google Docsなどの読書ツールに読むことができます。
FINRA Investment Company and Variable Contracts Products Representative Examination (IR) 認定 Series6 試験問題:
1. The stock of eBay, Inc. (EBAY) currently has a beta of 1.67. Based on this, which of the following
statements are necessarily true?
I. If the market is up 5%, an investor can expect the returns on eBay to increase by 1.67 times this amount,
or 8.35%.
II. eBay would be a particularly good investment for an investor with a short investment horizon.
III. The returns on eBay are more volatile than the returns on the market in general.
IV. eBay has more unsystematic risk than the market in general.
A) I, II, III, and IV
B) I and III only
C) I only
D) I and II only
2. In 2004, your Uncle Oscar purchased 300 shares of Hasbro, Inc. for $19 a share. Uncle Oscar died earlier
year and left his Hasbro stock to you. The stock was selling for $44 on the day he died, but by the time
you learned that you were the beneficiary of the stock, the price was $47. A month later, you notice that
the stock is selling for $55 and decide to sell it. What is the tax consequence of this sale to you?
A) None of the above is the correct tax consequence of this sale.
B) $3,300, taxed as long-term capital gain income
C) $10,800, taxed as long-term capital gain income
D) $2,400 taxed as short-term capital gain income
3. Clem Shyster is a registered representative with a family of mutual funds. A married couple in their 50s
sought his advice about how they should best invest an $80,000 profit that they had received when they
sold a rental property they owned for a number of years. Their investment profile indicated to Clem that
their main investment objective was capital appreciation and that they were willing to accept moderate
levels of risk. Clem advised them to invest $10,000 in eight different growth funds, each of which had a
7 % front-end load. Has Clem violated any securities laws with his recommendation?
A) Yes. Although growth funds provide some amount of capital appreciation, Clem should have
recommended that they spread their money among eight different aggressive growth funds instead, to
achieve even greater capital appreciation.
B) No. Growth funds invest in stocks that are selected to provide the capital appreciation that Clem's
clients need, and an investment in eight such funds will provide them with maximum risk diversification.
C) Yes. Clem should have advised them to invest in funds that had a deferred sales charge instead of a
front-end load.
D) Yes. There is a lot of overlap of the individual stocks in which growth funds invest, so recommending
that they spread their funds among eight different growth funds has not provided them with significantly
more diversification, and it has cost them more to do so, which will benefit Clem.
4. After having been divorced for several years, Mrs. Blended has remarried a man with three children of his
own. She has set up a revocable trust in which she deposited funds that she inherited when her mother
died, so that the monies will go uncontested to her two biological children in the event of her own death.
These two adult children are the only beneficiaries of the trust. Mrs. Blended has no plans to touch any of
the money in the trust unless circumstances demand it in the future. The trust is invested in a mutual fund
that paid $500 in dividend income and distributed $3,000 in long-term capital gain income to the trust this
year. Which of the following statements is true regarding the tax treatment of these distributions?
A) The distributions will not be taxed at this point; they will be taxed only when Mrs. Blended or her
beneficiaries make withdrawals from the trust.
B) The distributions will not be taxed at this point; they will be taxed as part of the estate upon Mrs.
Blended's death.
C) Mrs. Blended must pay taxes on the $3,500 in distributions.
D) Assuming her two adult children are equal beneficiaries, each one is responsible for paying tax on 50%
of the income to the trust, or $1,750.
5. Which of the following would be a reason for a person to receive a statutory disqualification from
membership in FINRA?
A) The person has been barred from membership in one of the national exchanges.
B) The person is on the verge of financial insolvency.
C) The person has made a misleading statement of material fact on the membership application.
D) All of the above are reasons for a person to receive a statutory disqualification from membership in
FINRA.
質問と回答:
質問 # 1 正解: B | 質問 # 2 正解: B | 質問 # 3 正解: D | 質問 # 4 正解: C | 質問 # 5 正解: D |